UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sloss Dakin P.O. BOX 12829 JACKSON, WY 83002 |
X | |||
Prime Movers Lab Fund I LP P.O. BOX 12829 JACKSON, WY 83002 |
X | |||
Heliogen PML SPV 1 LP P.O. BOX 12829 JACKSON, WY 83002 |
X | |||
Prime Movers Lab GP I LLC P.O. BOX 12829 JACKSON, WY 83002 |
X | |||
Prime Movers Lab GP II LLC P.O. BOX 12829 JACKSON, WY 83002 |
X |
/s/ Dakin Sloss /s/ Taylor Frankel, Authorized Person | 07/12/2022 | |
**Signature of Reporting Person | Date | |
/s/ Prime Movers Lab Fund I LP /s/ Taylor Frankel, Authorized Person | 07/12/2022 | |
**Signature of Reporting Person | Date | |
/s/ Heliogen PML SPV 1 LP /s/ Taylor Frankel, Authorized Person | 07/12/2022 | |
**Signature of Reporting Person | Date | |
/s/ Prime Movers Lab GP I LLC /s/ Taylor Frankel, Authorized Person | 07/12/2022 | |
**Signature of Reporting Person | Date | |
/s/ Prime Movers Lab GP II LLC /s/ Taylor Frankel, Authorized Person | 07/12/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares are held by Prime Movers Lab Fund I LP ("PML"). Prime Movers Lab GP I LLC ("PML GP") is the general partner of PML. Dakin Sloss is the manager of PML GP and may be deemed to have or share beneficial ownership of the shares held by PML. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein. |
(2) | Shares held by Heliogen PML SPV 1 LP ("Heliogen PML"). Prime Movers Lab GP II LLC ("PML GP II") is the general partner of Heliogen PML. Dakin Sloss is the manager of PML GP II and may be deemed to have or share beneficial ownership of the shares held by Heliogen PML. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein. |
(3) | This amendment is being filed to correct a technical error that caused the omission of PML GP and PML GP II as reporting persons. |